Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Frye is a financial advisor with over 50 years of experience in the financial services industry. James is currently registered with LPL Financial LLC and holds a Series 7TO, Series 63, and Series 1 licenses. James has been in the financial services industry since 1971. James has held previous roles with a variety of firms including SIGMA FINANCIAL CORPORATION, WOODBURY FINANCIAL SERVICES, INC., and QUESTAR CAPITAL CORPORATION. James provides a range of financial services including investment advisory services, financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
07/29/2024 - Present
LPL Financial LLC (TWINSBURG OH)
OH
07/28/2022 - 07/30/2024
SIGMA FINANCIAL CORPORATION (Twinsburg OH)
OH
03/01/2019 - 08/01/2022
WOODBURY FINANCIAL SERVICES, INC. (TWINSBURG OH)
OH
04/02/2015 - 03/01/2019
QUESTAR CAPITAL CORPORATION (TWINSBURG OH)
OH
04/01/2009 - 04/09/2015
NEXT FINANCIAL GROUP, INC. (TWINDSBURG OH)
OH
10/23/2006 - 04/01/2009
TRIAD ADVISORS, INC. (TWINSBURG OH)
OH
09/21/2005 - 10/24/2006
QA3 FINANCIAL CORP. (TWINSBURG OH)
FL
07/14/2000 - 10/03/2005
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IN
04/15/1999 - 08/03/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
08/05/1998 - 04/14/1999
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
IN
10/22/1980 - 08/05/1998
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
NA
09/22/1971 - 11/16/1978
PML SECURITIES COMPANY
BC
Issued 05/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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