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James William Frisch

Empower Financial Services, Inc.

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About James William Frisch

James William Frisch is a financial professional with over six years of experience in the industry. James holds Series 6 and 63 licenses and the SIE. James is a registered representative of Empower Financial Services, Inc. and is licensed in 52 states. James is located in Milwaukee, Wisconsin.

Firm Information

James Frisch is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Frisch’s Registration & Firm History

WI

04/05/2016 - Present

Empower Financial Services, Inc. (Milwaukee WI)

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Licenses & Designations

BC

Issued 04/15/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James William Frisch.
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