Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Dummert is a financial advisor who has been in the industry since 1976. James is currently registered with Grove Point Investments, LLC in Elm Grove, WI. James has previously worked at several other firms, including LPL Financial Corporation, Waterstone Financial Group, Inc. and Dreher & Associates, Inc. James holds Series 63, SIE, Series 1 and Series 2 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WI
10/14/2010 - Present
Grove Point Investments, LLC (ELM GROVE WI)
WI
09/08/2009 - 11/09/2010
LPL FINANCIAL CORPORATION (BROOKFIELD WI)
WI
10/28/2002 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (BROOKFIELD WI)
IL
04/25/2002 - 10/28/2002
DREHER & ASSOCIATES, INC. (OAKBROOK TERRACE IL)
CT
10/15/1993 - 05/13/2002
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
CT
06/19/1983 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NA
07/17/1973 - 07/26/1980
IDS LIFE INSURANCE COMPANY
NA
07/17/1973 - 07/26/1980
IDS MARKETING CORPORATION
NA
07/17/1973 - 07/26/1980
INVESTORS DIVERSIFIED SERVICES, INC.
BC
Issued 04/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1973
Series 1 - Registered Representative Examination
BC
Issued 06/19/1972
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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