Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Diehl is a registered investment advisor representative with MML Investors Services, LLC. James is active in 24 states and holds Series 6, 62, 63 and 65 licenses. James has been in the securities industry since April 6, 2014. James offers a variety of financial services including financial planning, asset allocation programs, educational seminars, and portfolio management for businesses and individuals. James also works with insurance companies, trusts, foundations, charitable organizations, pension and profit-sharing plans, corporations, and individuals. James is based in Walnut Creek, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
05/25/2016 - Present
MML Investors Services, LLC (Walnut Creek CA)
IA
Issued 03/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2018
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 04/07/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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