Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Davis is a financial professional with over 30 years of experience in the financial services industry. He is registered with Park Avenue Securities LLC and holds Series 6, 7, 63, and 65 licenses, as well as the SIE designation. He specializes in providing financial planning and portfolio management services to individuals, corporations, and charitable organizations. James is a Chartered Financial Consultant and is also involved in the community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
03/16/2020 - Present
Park Avenue Securities LLC (INDIANAPOLIS IN)
NY
02/12/1999 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IN
05/06/1986 - 01/12/1999
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
05/06/1986 - 01/12/1999
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
IA
Issued 04/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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