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James William Cummings

Gradient Advisors, LLC

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About James William Cummings

James William Cummings is a financial advisor with Gradient Advisors, LLC. James is licensed to provide investment advice in Kansas. James has been in the securities industry for over 18 years and is experienced in investment and retirement planning. James is a registered representative and investment advisor representative. James is also a Case Design Specialist for affiliated Gradient companies.

Firm Information

James Cummings is currently registered with Gradient Advisors, LLC. Gradient Advisors, LLC is an investment advisor headquartered in Arden Hills, MN. They manage approximately $207,096,853 in assets for individuals, corporations, and other businesses. The firm provides financial planning, pension consulting, and selection of other advisors. They have a team of 152 investment adviser representatives and 150 licensed agents.
Gradient Advisors, LLC

4105 LEXINGTON AVENUE N.

ARDEN HILLS, MN 55126

$207.10M

Assets Under Management

2,706

Total Clients

167

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Referral fees

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James Cummings’s Registration & Firm History

KS

05/09/2017 - Present

Gradient Advisors, LLC (Topeka KS)

KS

07/30/2008 - 02/01/2010

WOODSTOCK FINANCIAL GROUP, INC. (TOPEKA KS)

KS

12/01/2006 - 11/06/2007

QUESTAR CAPITAL CORPORATION (TOPEKA KS)

KS

01/02/2003 - 12/01/2006

USALLIANZ SECURITIES, INC. (TOPEKA KS)

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Licenses & Designations

BOTH

Issued 07/30/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/25/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2005

Series 7 - General Securities Representative Examination

BC

Issued 12/23/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James William Cummings.
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