Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Coleman is a financial advisor currently registered with LPL Financial LLC, with over 34 years of experience in the financial industry. James has a proven track record of helping clients achieve their financial goals. James is a registered representative with LPL Financial LLC in Waterbury, CT. Previous firms James was affiliated with include Securities America, Inc., Ameriprise Financial Services, Inc., and IDS Life Insurance Company. James holds a variety of licenses and certifications, including Series 7, Series 24, and Series 63. James specializes in working with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/11/2024 - Present
LPL Financial LLC (WATERBURY CT)
CT
05/04/2004 - 06/10/2024
SECURITIES AMERICA, INC. (WATERBURY CT)
CT
02/16/1990 - 12/31/2005
AMERIPRISE FINANCIAL SERVICES, INC. (WATERBURY CT)
MN
02/16/1990 - 12/31/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Coleman is the right advisor for you? Invested Better is here to help.
