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James William Clarke

Marex Capital Markets Inc.

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About James William Clarke

James Clarke is a financial professional with over 9 years of experience in the industry. Currently, James is registered with Marex Capital Markets Inc. James is a Series 3, Series 7, and Series 63 licensed professional. James has previously worked with Quantitative Brokers, LLC, ICAP SECURITIES USA LLC, ICAP CORPORATES LLC, NEWEDGE USA, LLC, and BARCLAYS CAPITAL INC. James is licensed in California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania.

Firm Information

James Clarke is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Clarke’s Registration & Firm History

CA

03/27/2024 - Present

Marex Capital Markets Inc. (SAN FRANCISCO CA)

NY

11/07/2023 - 03/01/2024

QUANTITATIVE BROKERS, LLC (NEW YORK NY)

NY

09/02/2021 - 08/12/2023

QUANTITATIVE BROKERS, LLC (NEW YORK NY)

IL

03/22/2016 - 04/11/2019

ICAP SECURITIES USA LLC (CHICAGO IL)

NY

11/20/2015 - 04/11/2019

ICAP CORPORATES LLC (NEW YORK NY)

IL

08/11/2009 - 07/27/2010

NEWEDGE USA, LLC (CHICAGO IL)

NY

03/30/2006 - 03/26/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/10/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/24/2021

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James William Clarke.
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