Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Carr, Jr. is a financial professional with over 30 years of experience in the financial services industry. James holds a Series 7, Series 24, Series 31, and Series 63 licenses. James is also a Certified Financial Planner. James is currently registered as an Investment Advisor Representative with Wealth Enhancement Advisory Services, LLC and is affiliated with their Jacksonville, FL office. James has worked for a variety of firms in the past, including, but not limited to, PURSHE KAPLAN STERLING INVESTMENTS, NATIONAL PLANNING CORPORATION, FSC SECURITIES CORPORATION, PRINcor FINANCIAL SERVICES CORPORATION, and KEOGLER, MORGAN & COMPANY, INC.. James specializes in providing financial planning, portfolio management, and other investment-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
FL
09/05/2018 - Present
Wealth Enhancement Advisory Services, LLC (Jacksonville FL)
FL
03/31/2005 - 10/31/2016
PURSHE KAPLAN STERLING INVESTMENTS (JACKSONVILLE FL)
CA
09/20/1999 - 04/01/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
GA
06/28/1991 - 09/20/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
IA
07/20/1990 - 07/10/1991
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
GA
07/18/1989 - 04/12/1990
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
BC
Issued 07/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/04/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
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