Unclaimed
James William Butcher is a securities professional with over 9 years of experience in the industry. James Butcher is currently registered with Solomon Partners Securities, LLC, a firm that is active in the broker-dealer space. Prior to joining Solomon Partners Securities, LLC, James Butcher was associated with Moelis & Company LLC, a firm that is also active in the broker-dealer space. James Butcher holds the Series 24, Series 7, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/18/2024 - Present
Solomon Partners Securities, LLC (NEW YORK NY)
NY
03/16/2017 - 07/12/2024
MOELIS & COMPANY LLC (NEW YORK NY)
CA
01/08/2014 - 06/11/2015
MOELIS & COMPANY LLC (LOS ANGELES CA)
BC
Issued 03/29/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/08/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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