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James William Butcher

Solomon Partners Securities, LLC

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About James William Butcher

James William Butcher is a securities professional with over 9 years of experience in the industry. James Butcher is currently registered with Solomon Partners Securities, LLC, a firm that is active in the broker-dealer space. Prior to joining Solomon Partners Securities, LLC, James Butcher was associated with Moelis & Company LLC, a firm that is also active in the broker-dealer space. James Butcher holds the Series 24, Series 7, Series 79 and SIE licenses.

Firm Information

James Butcher is currently registered with Solomon Partners Securities, LLC. Solomon Partners Securities, LLC is a Limited Liability Company formed in September 2006. The firm is registered with the Securities and Exchange Commission and holds state registrations in 33 states, including Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New York, Ohio, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Butcher’s Registration & Firm History

NY

07/18/2024 - Present

Solomon Partners Securities, LLC (NEW YORK NY)

NY

03/16/2017 - 07/12/2024

MOELIS & COMPANY LLC (NEW YORK NY)

CA

01/08/2014 - 06/11/2015

MOELIS & COMPANY LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 03/29/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2015

Series 7 - General Securities Representative Examination

BC

Issued 01/08/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James William Butcher.
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