Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Baker is a financial advisor at Cetera Investment Advisers LLC. James is registered with FINRA and the state of Texas as an Investment Advisor Representative (IAR). James has been in the financial services industry since 2016. Before joining Cetera, James worked at Securian Financial Services, Inc. in Newark, Delaware. James holds Series 66, SIE and Series 7 licenses. James has 20 approved state registrations including California, Delaware, Florida, Hawaii, Illinois, Indiana, Louisiana, Maine, Maryland, Michigan, New Jersey, New York, North Carolina, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, Utah and Virginia. James specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals. Cetera Investment Advisers LLC has approximately $104.5 billion in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DE
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWARK DE)
DE
03/01/2016 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWARK DE)
BOTH
Issued 4/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/1/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Baker is the right advisor for you? Invested Better is here to help.
