Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Arnold is a securities professional with over 2 years of experience in the financial services industry. James is registered with FINRA and holds the Series 63, Series 7TO, and SIE licenses. He is currently employed by Vanguard Marketing Corp. and is registered to provide securities-related services in 53 states and territories. James's primary focus is on providing investment advice and brokerage services to individual investors. He is committed to providing his clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
08/17/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 09/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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