Unclaimed
James Willard Deffenbaugh is a registered representative and investment advisor representative with PFS Investments Inc. James Deffenbaugh has been in the industry since August 24, 1992, and is registered in several states, including Arizona, Florida, Indiana, Maryland, North Carolina, Pennsylvania, South Carolina, Texas, Virginia, and West Virginia. PFS Investments Inc. is headquartered in Duluth, GA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PA
05/06/2016 - Present
PFS Investments Inc. (DILLSBURG PA)
IA
Issued 04/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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