Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wiggins is a financial advisor registered with J.p. Morgan Securities LLC. James has been in the industry since 2001 and has experience in a number of firms including Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, and Calton & Associates, Inc. James holds the Series 63, 65, 7, and SIE licenses. James is registered in 53 states and holds a current registration in Arizona and Texas. James specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
05/25/2023 - Present
J.p. Morgan Securities LLC (Phoenix AZ)
AZ
12/03/2004 - 06/25/2009
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
AZ
08/19/2004 - 07/27/2006
BANC ONE SECURITIES CORPORATION (PHOENIX AZ)
IL
11/16/1999 - 08/26/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
FL
11/22/1996 - 12/12/1997
CALTON & ASSOCIATES, INC. (TAMPA FL)
IA
Issued 05/25/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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