Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Childs is a financial advisor with over 17 years of experience in the financial services industry. James Childs holds Series 7, 24, 63, 79TO, 99TO, and SIE licenses. James Childs is currently registered with American Discovery Advisors, LLC in California. James Childs has previously been registered with Citizens Capital Markets, Bowstring Advisors, LLC, Thomas Group Capital, Dragonfly Capital Partners, LLC, and The Robinson-Humphrey Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/05/2024 - Present
American Discovery Advisors, LLC (Los Angeles CA)
GA
03/05/2019 - 09/20/2022
CITIZENS CAPITAL MARKETS (Atlanta GA)
GA
11/23/2009 - 03/19/2019
BOWSTRING ADVISORS, LLC (ATLANTA GA)
GA
07/17/2007 - 12/30/2009
THOMAS GROUP CAPITAL (ATLANTA GA)
SC
11/14/2006 - 04/23/2007
DRAGONFLY CAPITAL PARTNERS, LLC (MT PLEASANT SC)
GA
09/26/1995 - 04/24/1998
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
BC
Issued 12/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/01/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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