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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wesley Thompson is an investment advisor representative with Grove Point Advisors, LLC. James has been working in the financial services industry since 1995. James has experience with a variety of financial products and services, including individual life insurance, fixed non-FIA and SPIA annuities, and group insurance. James is also a licensed insurance agent and operates Thompson Financial Group, which specializes in risk management services. James is registered with the state of Washington to provide both investment advisory and brokerage services. James is committed to providing personalized financial advice to help individuals and families reach their financial goals. In addition to the experience with Woodbury Financial Services, Inc., Principal Securities, Inc., American Independent Securities Group, LLC, and The O.N. Equity Sales Company. James is a valuable resource for clients seeking expert guidance on a wide range of financial matters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
02/16/2023 - Present
Grove Point Advisors, LLC (Seattle WA)
WA
01/16/2019 - 02/21/2023
WOODBURY FINANCIAL SERVICES, INC. (SEATTLE WA)
WA
08/16/2011 - 01/25/2019
PRINCIPAL SECURITIES, INC. (Seattle WA)
WA
08/05/2008 - 08/16/2011
AMERICAN INDEPENDENT SECURITIES GROUP, LLC (SEATTLE WA)
WA
01/29/2008 - 08/08/2008
THE O.N. EQUITY SALES COMPANY (SEATTLE WA)
WA
03/16/2007 - 12/31/2007
THE O.N. EQUITY SALES COMPANY (SEATTLE WA)
NY
05/03/1999 - 03/19/2007
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
05/08/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
WI
03/14/1995 - 03/27/1998
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
02/23/1995 - 03/27/1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
IA
Issued 06/17/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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