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James Wesley Pfeil

Harbour Investments, Inc.

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About James Wesley Pfeil

James Wesley Pfeil is a financial advisor in Elkhorn, WI. James Wesley Pfeil has been in the industry since 2013 and is registered with Harbour Investments, Inc.. James Wesley Pfeil also has previous experience with CALTON & ASSOCIATES, INC., CAPITAL FINANCIAL SERVICES, INC., and THRIVENT INVESTMENT MANAGEMENT INC.. James Wesley Pfeil is licensed in 11 states and has passed the Series 66, Series 7, and SIE exams. James Wesley Pfeil specializes in portfolio management for businesses and individuals, financial planning and selection of other advisors.

Firm Information

James Pfeil is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Pfeil’s Registration & Firm History

WI

11/12/2020 - Present

Harbour Investments, Inc. (ELKHORN WI)

WI

07/09/2019 - 11/12/2020

CALTON & ASSOCIATES, INC. (Elkhorn WI)

WI

07/17/2018 - 07/09/2019

CAPITAL FINANCIAL SERVICES, INC. (Elkhorn WI)

WI

05/15/2013 - 07/19/2018

THRIVENT INVESTMENT MANAGEMENT INC. (Lake Geneva WI)

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Licenses & Designations

BOTH

Issued 06/21/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Wesley Pfeil.
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