Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wesley Lewis is a financial advisor with over 39 years of experience in the industry. James is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. James has been with the firm since 1988. Previously, James was employed with Johnston, Lemon & Co. Incorporated from 1983 to 1988. James holds licenses in 39 states, and has passed multiple professional exams including the General Securities Representative Examination, Uniform Securities Agent State Law Examination, and Uniform Investment Adviser Law Examination. James has experience working with individuals, businesses, corporations, investment companies, insurance companies, pension plans, charitable organizations, and state or municipal government entities. James specializes in providing investment advisory and portfolio management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
05/31/1990 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WASHINGTON DC)
NA
04/20/1983 - 04/18/1988
JOHNSTON, LEMON & CO. INCORPORATED
IA
Issued 07/13/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Lewis is the right advisor for you? Invested Better is here to help.
