Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wesley Legg is a financial advisor based in Birmingham, Alabama, with experience in the financial services industry since 2014. James currently works with Founders M&A Advisory, LLC and is registered with the state of Alabama. James has passed several industry exams including Series 63, Series 24, SIE, and Series 79. James has prior experience with M&A Securities Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AL
03/24/2016 - Present
Founders M&A Advisory, LLC (Birmingham AL)
AL
10/29/2014 - 04/07/2016
M&A SECURITIES GROUP, INC. (BIRMINGHAM AL)
BC
Issued 08/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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