Unclaimed
James Wesley Kearley is an active investment advisor representative (IAR) with Edward Jones, registered with the state of Florida. James has been in the industry since October 11, 2019, and holds Series 7TO, Series 66, and SIE licenses. James previously worked at RBC Capital Markets, LLC in Palm Beach Gardens, Florida. James is also registered in Arizona, Colorado, Connecticut, Florida, Georgia, Massachusetts, Nebraska, New Hampshire, New York, North Carolina, South Carolina, Utah, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
03/04/2024 - Present
Edward Jones (JUPITER FL)
FL
05/24/2019 - 10/11/2023
RBC CAPITAL MARKETS, LLC (PALM BEACH GARDENS FL)
BOTH
Issued 06/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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