Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wesley Biller is a financial advisor with Wedbush Securities Inc. in Sacramento, CA. James has over 20 years of experience in the financial services industry, having worked with Citigroup Global Markets Inc. and M.L. Stern & Co., LLC. James is a registered representative (Series 7), a general securities representative (Series 63) and has passed the Uniform Investment Advisor Law Examination (Series 65) and the Securities Industry Essentials Examination (SIE). James specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. James has a strong track record of providing excellent client service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/22/2010 - Present
Wedbush Securities Inc. (Sacramento CA)
CA
05/29/2007 - 01/28/2010
CITIGROUP GLOBAL MARKETS INC. (FOLSOM CA)
CA
10/10/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (ELK GROVE CA)
CA
10/11/2001 - 10/11/2006
M.L. STERN & CO., LLC. (SACRAMENTO CA)
IA
Issued 08/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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