Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Werner Leibach is a financial advisor at Raymond James & Associates, Inc. James has been in the financial industry since 1994. James is licensed to provide financial advice in 40 states and is registered with FINRA and the SEC. James is also a Series 65 and Series 63 license holder. James has a broad range of experience and expertise in providing financial planning and investment advice to individuals, corporations, and other entities. James is committed to providing clients with personalized service and advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/13/2013 - Present
Raymond James & Associates, Inc. (AUGUSTA GA)
GA
11/10/2000 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (AUGUSTA GA)
NC
11/07/1994 - 11/16/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 12/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/10/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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