Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wendell Purce is a financial advisor with over 30 years of experience in the industry. James has a broad range of experience with various firms including Prudential Securities Incorporated, Multi-Financial Securities Corporation, First Montauk Securities Corp., Mutual Service Corporation, Lowry Financial Services Corporation, MetLife Securities Inc., and Metropolitan Life Insurance Company. James is currently registered with Wells Fargo Clearing Services, LLC in Washington, DC and Maryland. James offers investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals. James is committed to providing personalized financial guidance to his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
DC
06/24/2024 - Present
Wells Fargo Clearing Services, LLC (WASHINGTON DC)
NY
11/20/1992 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
02/13/1992 - 12/03/1992
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NJ
07/29/1991 - 02/27/1992
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
MA
11/06/1989 - 06/28/1991
MUTUAL SERVICE CORPORATION (BOSTON MA)
NJ
08/16/1989 - 11/15/1989
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
MA
03/31/1989 - 08/08/1989
MUTUAL SERVICE CORPORATION (BOSTON MA)
FL
07/21/1988 - 03/31/1989
LOWRY FINANCIAL SERVICES CORPORATION (NORTH PALM BEACH FL)
NA
06/15/1987 - 06/28/1988
METLIFE SECURITIES INC.
NY
02/23/1984 - 06/24/1988
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 04/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1992
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1989
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 02/20/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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