Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Weldon Connor is a registered representative with Nylife Securities LLC. James has passed the Series 6TO and SIE exams. James is currently registered with FINRA and has been working in the financial industry since August 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/23/2024 - Present
Nylife Securities LLC (CHARLOTTE NC)
BC
Issued 08/23/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/28/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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