Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Welby Troutman has been in the financial services industry since 1982. James is currently registered with Berthel, Fisher & Co. Financial Services, Inc. in Temple, PA. James previously worked at BROOKSTREET SECURITIES CORPORATION in Temple, PA, EQUICO SECURITIES, INC. in New York, NY, and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES in New York, NY. James is licensed to provide investment advisory services in Delaware, Florida, Pennsylvania, Tennessee, and Texas. James also holds the Series 6, 7, 24, 63, and 66 securities licenses. James is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
06/26/2007 - Present
Berthel, Fisher & Co. Financial Services, Inc. (TEMPLE PA)
PA
06/01/1993 - 06/26/2007
BROOKSTREET SECURITIES CORPORATION (TEMPLE PA)
NY
03/30/1982 - 06/01/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/30/1982 - 06/01/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 08/21/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/22/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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