Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Weir is a financial professional based in San Francisco, CA. James has over 15 years of experience in the financial industry, having worked at various firms including Cowen and Company, Oppenheimer & Co. Inc., and CIBC World Markets Corp. Currently, James is affiliated with TD Securities (USA) LLC, where he has been employed since March 7, 2024. James has a strong academic background, and holds a variety of licenses, including the Series 7, Series 63, and Series 79TO licenses. James specializes in providing investment banking and wealth management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/07/2024 - Present
TD Securities (usa) LLC (SAN FRANCISCO CA)
CA
02/15/2011 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
CA
01/27/2010 - 02/15/2011
OPPENHEIMER & CO. INC. (EAST PALO ALTO CA)
CA
03/21/2006 - 02/07/2008
CIBC WORLD MARKETS CORP. (MENLO PARK CA)
BC
Issued 04/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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