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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wachendorf is a financial advisor associated with LPL Financial LLC. James has been in the securities industry since March 17, 2011, and holds licenses in both Iowa and Texas. James's expertise includes investment advisory services, financial planning, pension consulting, and educational seminars. James is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
11/18/2020 - Present
LPL Financial LLC (IOWA CITY IA)
IA
10/28/2019 - 10/15/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (Iowa City IA)
IA
10/10/2014 - 10/28/2019
NATIONS FINANCIAL GROUP, INC. (IOWA CITY IA)
IA
03/17/2011 - 10/13/2014
MML INVESTORS SERVICES, LLC (CORALVILLE IA)
IA
Issued 11/07/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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