Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wayne Wilson is a financial advisor with UBS Financial Services Inc., an investment firm with over $50 billion in assets. James Wayne Wilson is a registered representative with the firm and can provide financial planning, portfolio management, and other services. James Wayne Wilson has been a financial advisor since 2002. Prior to joining UBS Financial Services Inc., James Wayne Wilson was an advisor with Raymond James Financial Services, Inc., Morgan Stanley Smith Barney LLC and Steward Partners Investment Solutions, LLC. James Wayne Wilson has a wide range of experience in the financial services industry and is dedicated to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/02/2023 - Present
UBS Financial Services Inc. (Weehawken NJ)
MD
05/27/2022 - 08/30/2023
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (BETHESDA MD)
MD
12/07/2020 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (BETHESDA MD)
MD
10/30/2014 - 01/05/2021
MORGAN STANLEY (BALTIMORE MD)
NJ
08/29/2006 - 11/03/2014
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MD
02/21/2006 - 08/10/2006
CITIGROUP GLOBAL MARKETS INC. (BETHESDA MD)
MD
10/07/2004 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
07/21/2004 - 09/10/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/05/2004 - 07/13/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
05/14/2003 - 04/01/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
MD
12/13/2001 - 02/20/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 08/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/04/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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