Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Curran is a financial advisor with over 15 years of experience in the industry. James currently holds a Series 63, Series 53, Series 24, Series 52TO, Series 99TO, SIE and Series 7 license, and has been registered with Stifel, Nicolaus & Company, Inc. since April 2024. James has a wide range of experience in the financial industry, having previously worked at SIERRA PACIFIC SECURITIES, LLC and TAHOE FIXED INCOME, LLC. James is dedicated to providing comprehensive financial advice to clients, with a focus on meeting their unique financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
04/05/2024 - Present
Stifel, Nicolaus & Company, Inc. (RENO NV)
NV
07/11/2011 - 04/05/2024
SIERRA PACIFIC SECURITIES, LLC (RENO NV)
NV
02/04/2009 - 07/18/2011
TAHOE FIXED INCOME, LLC (RENO NV)
BC
Issued 02/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 04/05/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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