Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carey is a registered investment advisor representative with both U.S. Bancorp Advisors, LLC and U.S. Bancorp Investments, Inc. James is licensed in both Minnesota and California. James has a background in financial services and has experience providing investment advice to a range of clients, including individuals, families, and businesses. James holds a Series 7 and Series 66 license and has been in the industry since 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
03/15/2024 - Present
U.s. Bancorp Advisors, LLC (GLENDALE CA)
MN
10/27/2017 - 09/26/2018
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
BOTH
Issued 01/30/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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