Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Watson Thomas is a financial advisor at Eagle Strategies LLC. James has been in the financial services industry since 1997. James is licensed in 15 states. James provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, and portfolio management for individuals. James also has experience working with insurance companies, charitable organizations, high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth. James is a Series 6, 7, 63 and 66 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
10/01/2018 - Present
Eagle Strategies LLC (SOUTHFIELD MI)
NY
06/30/2003 - 03/12/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
MN
09/05/2001 - 10/09/2002
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
CA
07/25/1997 - 07/17/1998
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BOTH
Issued 7/6/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/5/2015
Series 7 - General Securities Representative Examination
BC
Issued 9/4/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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