Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Watson Thomas is an experienced financial advisor with over 20 years of experience in the industry. James has a diverse background and has held positions at several reputable firms including NYLIFE Securities Inc., USALLIANZ Securities, Inc., and National Planning Corporation. Currently, James is registered with Eagle Strategies LLC, a firm that provides a range of investment advisory and financial planning services. James holds several industry licenses including Series 6, 7, 63, and 66. In addition to his financial expertise, James is a yoga instructor, and is active in community outreach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
10/01/2018 - Present
Eagle Strategies LLC (SOUTHFIELD MI)
NY
06/30/2003 - 03/12/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
MN
09/05/2001 - 10/09/2002
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
CA
07/25/1997 - 07/17/1998
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BOTH
Issued 07/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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