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James Watson Gerard

GT Securities, Inc.

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About James Watson Gerard

James Watson Gerard is a financial advisor in Los Angeles, CA. James has been in the financial industry for over 20 years, and currently works with GT Securities, Inc. Prior to joining GT Securities, Inc., James has worked with a number of other firms, including NORTH SEA SECURITIES L.P., JUNIPER CAPITAL GROUP, LLC, MAHLER & EMERSON INC., ADIRONDACK CAPITAL PARTNERS, INC., and TOCQUEVILLE SECURITIES L.P. James holds the following licenses: Series 63, Series 65, Series 79TO, SIE, Series 7, and Series 2. James is registered to do business in California, Florida, and New York.

Firm Information

James Gerard is currently registered with GT Securities, Inc.. GT Securities, Inc. is a Corporation formed on December 6, 2001, registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Gerard’s Registration & Firm History

CA

07/06/2020 - Present

GT Securities, Inc. (LOS ANGELES CA)

NY

01/27/2010 - 06/29/2020

NORTH SEA SECURITIES L.P. (New York NY)

NY

02/08/2005 - 12/31/2009

JUNIPER CAPITAL GROUP, LLC (NEW YORK NY)

NY

09/05/2008 - 09/17/2009

MAHLER & EMERSON INC. (NEW YORK NY)

NY

01/05/2005 - 03/07/2005

ADIRONDACK CAPITAL PARTNERS, INC. (NEW YORK NY)

NY

02/23/1994 - 10/12/1998

TOCQUEVILLE SECURITIES L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/16/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/11/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2005

Series 7 - General Securities Representative Examination

BC

Issued 02/07/1992

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Watson Gerard.
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