Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Waters is a financial professional with Nylife Securities LLC. James has been in the industry since July 23, 2024. James has passed the Series 6TO and SIE exams and is registered with FINRA. James works out of the New Windsor, NY branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/24/2024 - Present
Nylife Securities LLC (NEW WINDSOR NY)
BC
Issued 07/24/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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