Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Warren West is a registered Investment Advisor Representative with Fisher Retirement Solutions LLC. James has been in the industry since December 2000. James is licensed in Texas. James has passed the Series 63, 66, 7, 9 and 10 exams. James's current employer, Fisher Retirement Solutions LLC, has 31 Investment Advisor Representatives and 4 advisory functions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
07/11/2024 - Present
Fisher Retirement Solutions LLC (PLANO TX)
TX
12/11/2000 - 10/24/2022
CHARLES SCHWAB & CO., INC. (Westlake TX)
BOTH
Issued 11/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/16/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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