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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Warren Nicolaidis is a financial advisor with over 30 years of experience in the industry. James currently works with Citigroup Global Markets Inc., a firm that manages more than $50 billion in assets. James's experience spans a variety of firms including Chase Investment Services Corp, UBS Paine Webber Inc, and Gruntal & Co. Incorporated. James holds both Series 63 and Series 65 licenses and provides financial advice to individuals and institutions. James's client base includes high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (STATEN ISLAND NY)
NY
09/20/2001 - 03/23/2009
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
NJ
06/19/2000 - 09/18/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
07/28/1997 - 06/20/2000
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
NJ
08/20/1996 - 08/19/1997
J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)
NY
06/10/1994 - 08/20/1996
NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)
NY
01/19/1993 - 06/08/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
08/27/1992 - 01/27/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/21/1992 - 08/04/1992
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
IA
Issued 06/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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