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James Warren Baker

Grove Point Advisors, LLC

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About James Warren Baker

James Warren Baker is a financial advisor registered with Grove Point Advisors, LLC. James has been in the financial industry since December 1995. James has a variety of certifications, including Certified Financial Planner and Chartered Financial Consultant. James is registered to provide investment advisory services in Pennsylvania, Maryland, and many other states.

Firm Information

James Baker is currently registered with Grove Point Advisors, LLC. Grove Point Advisors, LLC is a Rockville, MD-based financial advisor that provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors to high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit-sharing plans, and charitable organizations. The firm manages approximately $2.36 billion in client assets.
Grove Point Advisors, LLC

2440 RESEARCH BLVD

ROCKVILLE, MD 20850

$2.36B

Assets Under Management

6,735

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Baker’s Registration & Firm History

MD

04/01/2021 - Present

Grove Point Advisors, LLC (ROCKVILLE MD)

PA

02/13/2004 - 12/08/2017

FSC SECURITIES CORPORATION (YORK PA)

KS

12/05/1995 - 02/18/2004

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

IA

Issued 06/12/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/06/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2008

Series 7 - General Securities Representative Examination

BC

Issued 12/01/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Warren Baker.
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