Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Walton Otts is an investment advisor representative at Osaic Wealth, Inc. with over 20 years of experience in the financial services industry. James has a wide range of experience and specializes in providing financial planning, pension consulting and portfolio management services to individuals, businesses and institutions. James holds a Series 7, Series 63, Series 65 and SIE licenses. Osaic Wealth, Inc. is a Registered Investment Advisor that manages over $94.5 billion in client assets and specializes in providing financial planning, portfolio management and other advisory services to individuals, businesses and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MS
06/14/2024 - Present
Osaic Wealth, Inc. (CLEVELAND MS)
MS
07/17/2020 - 06/14/2024
SECURITIES AMERICA, INC. (CLEVELAND MS)
MS
10/16/2000 - 07/17/2020
INVESTACORP, INC. (CLEVELAND MS)
IA
Issued 08/04/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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