Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Walter Speight is a registered representative with Lake Street Capital Markets, LLC. James has been in the securities industry since 1987. James is registered in Minnesota and holds the following FINRA licenses: Series 7, Series 24, Series 55, Series 57TO, and Series 63. Prior to joining Lake Street Capital Markets, LLC, James was employed by Piper Jaffray & Co., Olde Discount Corporation, and Thomson McKinnon Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
09/20/2018 - Present
Lake Street Capital Markets, LLC (MINNEAPOLIS MN)
MN
03/13/1998 - 10/02/2017
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MI
04/06/1990 - 01/09/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
09/24/1985 - 11/13/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BC
Issued 11/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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