Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Walter Sampair is a financial advisor registered with LPL Financial LLC. James has over 20 years of experience in the financial services industry. James is registered with the Securities and Exchange Commission (SEC) and has passed the Series 66, Series 63, and Series 7 examinations. James is also a registered representative in Minnesota, Nevada, and Tennessee. In addition to working with LPL Financial LLC, James has also worked with Securities America, Inc., HD Vest Investment Services, Morgan Stanley, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James has a Bachelor's degree in Business Administration from the University of Minnesota and is a certified public accountant (CPA). James is also a member of the Minnesota Society of Certified Public Accountants and the American Institute of Certified Public Accountants.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MN
12/11/2024 - Present
LPL Financial LLC (APPLE VALLEY MN)
MN
07/28/2017 - 06/14/2024
SECURITIES AMERICA, INC. (NEW BRIGHTON MN)
MN
01/12/2017 - 08/04/2017
HD VEST INVESTMENT SERVICES (Saint Paul MN)
MN
01/13/2014 - 07/08/2016
MORGAN STANLEY (BLOOMINGTON MN)
CA
03/30/2005 - 05/17/2005
CAPSTONE INVESTMENTS (SAN DIEGO CA)
NY
11/24/2003 - 02/03/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
10/22/2002 - 08/28/2003
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
MN
06/28/2001 - 10/21/2002
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
MN
01/01/2001 - 06/19/2001
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
MN
04/19/1999 - 01/01/2001
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
MN
07/19/1993 - 04/04/1996
DOUGHERTY DAWKINS, INC. (MINNEAPOLIS MN)
BOTH
Issued 01/28/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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