Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Pillow is a financial advisor at Moors & Cabot, Inc. James has been in the industry since 1998. James is registered with the state of Florida and has a series 66, 7, 9, 10 and SIE licenses. James also has a professional designation in financial planning. James's experience includes providing financial advice to individuals, businesses and institutions. James has experience in investment management, retirement planning, and estate planning. James is committed to providing personalized financial advice to help clients achieve their financial goals. Prior to working at Moors & Cabot, Inc., James worked at Wells Fargo Advisors LLC. James also has experience working at WELLS FARGO CLEARING SERVICES, LLC, THE HUNTINGTON INVESTMENT COMPANY, RAYMOND JAMES FINANCIAL SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/15/2017 - Present
Moors & Cabot, Inc. (WINTER PARK FL)
FL
11/06/2001 - 09/22/2017
WELLS FARGO CLEARING SERVICES, LLC (ORLANDO FL)
OH
09/01/2000 - 10/03/2001
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
FL
11/28/1998 - 06/02/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MN
03/05/1998 - 06/29/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/05/1998 - 06/29/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/24/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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