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James Walter Oberweis

Oberweis Asset Management Inc.

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About James Walter Oberweis

James Walter Oberweis has been in the financial industry since March 1996. James is currently registered with Oberweis Asset Management Inc. as a Registered Representative and Investment Adviser Representative. James has been with the firm since 1995, before that, James was a Registered Representative at THE CHICAGO CORPORATION. James is licensed in 49 states and has passed a total of 9 exams.

Firm Information

James Oberweis is currently registered with Oberweis Asset Management Inc.. Oberweis Asset Management Inc. is an investment advisor located in Lisle, IL. The firm manages over $3 billion in assets for a variety of clients, including individuals, high-net-worth individuals, corporations, investment companies, and government entities. Their services include portfolio management for businesses, individuals, investment companies, and pooled investment vehicles. The firm is registered with the SEC and has a strong track record of providing investment advice and portfolio management services.
Oberweis Asset Management Inc.

3333 WARRENVILLE ROAD

LISLE, IL 60532

$3.04B

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Provide model portfolio data to clients

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James Oberweis’s Registration & Firm History

IL

05/08/2006 - Present

Oberweis Asset Management Inc. (LISLE IL)

IL

03/12/1996 - 12/31/1996

THE CHICAGO CORPORATION (CHICAGO IL)

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Licenses & Designations

IA

Issued 03/27/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/27/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/15/2000

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/28/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2016

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/12/2016

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/11/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Walter Oberweis.
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