Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Walter Lohse is a financial advisor at Cambridge Investment Research Advisors, Inc. James has been in the financial industry since 1987 and holds the Series 6, 7, 63, and 65 licenses. James has a long history of working with individual investors, retirement plans, and charitable organizations. James is also a Chartered Financial Consultant. In addition to his work with Cambridge Investment Research Advisors, Inc., James is also an independent insurance agent for various insurance companies. James is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
01/04/2016 - Present
Cambridge Investment Research Advisors, Inc. (LOMBARD IL)
IL
08/01/2007 - 02/29/2012
COMMONWEALTH FINANCIAL NETWORK (OAKBROOK IL)
IL
02/05/1992 - 08/01/2007
HORNOR, TOWNSEND & KENT, INC. (OAKBROOK IL)
NA
07/08/1987 - 02/18/1992
MONARCH SECURITIES, INC.
IA
Issued 02/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/06/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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