Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Walter Flad is an investment advisor representative registered with SMB Financial Services, Inc. James has been in the industry since August 2002. Previously, James was employed at PRINCOR FINANCIAL SERVICES CORPORATION in Portland, OR, from August 2002 to August 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OR
08/17/2011 - Present
SMB Financial Services, Inc. (PORTLAND OR)
OR
08/14/2002 - 08/11/2011
PRINCOR FINANCIAL SERVICES CORPORATION (PORTLAND OR)
BOTH
Issued 06/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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