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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Walter Daehler is a financial advisor with Raymond James Financial Services Advisors, Inc. based in PORTSMOUTH, OH. James has been in the industry since 2010 and has experience in providing financial advice to individuals and businesses. James is a Registered Representative with the state of Ohio and holds several industry licenses, including Series 7, Series 10, Series 9, and SIE. James provides financial planning, portfolio management, and retirement planning services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
03/21/2018 - Present
Raymond James Financial Services Advisors, Inc. (PORTSMOUTH OH)
SC
05/04/2015 - 02/28/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHARLESTON SC)
OH
04/11/2014 - 03/26/2015
MULTI-BANK SECURITIES, INC. (COLUMBUS OH)
OH
07/31/2012 - 04/16/2014
MORGAN STANLEY (DUBLIN OH)
OH
01/10/2011 - 04/16/2012
PNC INVESTMENTS (WESTERVILLE OH)
OH
07/17/2009 - 10/28/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTSMOUTH OH)
BOTH
Issued 09/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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