Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Walter Daehler is a financial advisor at Raymond James Financial Services Advisors, Inc. James has been in the financial industry for 28 years. James has a wide range of experience in the industry, having worked for several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc., Fifth Third Securities, Inc., and J.C. Bradford & Co. James is a registered representative and investment advisor. James provides financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions. James specializes in investment management for individuals, portfolio management for businesses, and financial planning. James holds Series 7, Series 9, Series 10, Series 63, and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
05/09/2012 - Present
Raymond James Financial Services Advisors, Inc. (PORTSMOUTH OH)
OH
11/10/2006 - 06/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTSMOUTH OH)
OH
01/31/2000 - 11/13/2006
MORGAN STANLEY DW INC. (PORTSMOUTH OH)
OH
10/04/1996 - 02/16/2000
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
07/19/1993 - 11/01/1996
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 03/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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