Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Walter Bochenek is a financial advisor currently registered with LPL Financial LLC. James has been in the financial services industry since July 24, 1983. James has a broad range of experience and holds several licenses, including Series 7, Series 6, Series 24, and Series 51. James is also a Certified Financial Planner. James has been registered with LPL Financial LLC since September 2009 and has been a registered representative of the firm in Michigan and Texas. James is also a registered investment advisor in Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
01/18/2011 - Present
LPL Financial LLC (TROY MI)
MI
03/13/1990 - 09/08/2009
MUTUAL SERVICE CORPORATION (TROY MI)
AL
04/16/1993 - 12/31/1997
PROEQUITIES, INC. (BIRMINGHAM AL)
NY
07/25/1983 - 03/22/1990
MONY SECURITIES CORP. (NEW YORK NY)
BC
Issued 09/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2014
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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