Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Walter Beltz has been a registered representative since 1999 and an Investment Advisor Representative since 2022. James Walter Beltz is currently registered with Kestra Advisory Services, LLC and Kestra Investment Services, LLC. Prior to his current roles, James Walter Beltz was affiliated with Janney Montgomery Scott LLC, Morgan Stanley, and Wachovia Securities, LLC. James Walter Beltz has a broad range of experience in the financial services industry, including providing financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
06/22/2022 - Present
Kestra Advisory Services, LLC (West Chester PA)
PA
03/12/2015 - 06/23/2022
JANNEY MONTGOMERY SCOTT LLC (WEST CHESTER PA)
PA
06/01/2009 - 03/23/2015
MORGAN STANLEY (WEST CHESTER PA)
PA
11/04/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WEST CHESTER PA)
PA
04/26/2001 - 11/05/2008
WACHOVIA SECURITIES, LLC (NEWTOWN SQUARE PA)
MD
03/23/1999 - 05/09/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 04/01/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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