Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Walter Armstrong is a financial professional with over 30 years of experience in the industry. James Armstrong is currently registered with RBC Capital Markets, LLC and holds licenses in Texas and Virginia. James has a diverse background in the financial services industry, having previously worked for well-known firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and Johnston, Lemon & Co. Incorporated. James Armstrong holds several licenses, including Series 7, Series 31, Series 63, and Series 65. James Armstrong provides a range of financial services including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/02/2021 - Present
RBC Capital Markets, LLC (WINCHESTER VA)
VA
04/27/2012 - 06/03/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEESBURG VA)
VA
08/20/2004 - 05/01/2012
WELLS FARGO ADVISORS, LLC (LEESBURG VA)
NY
04/11/1995 - 08/27/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
10/26/1990 - 04/11/1995
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
DC
09/09/1988 - 11/01/1990
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
IA
Issued 03/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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