Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Walston Shearin is an investment advisor representative with Davenport & Co. LLC, a firm with over 200 licensed agents and 300 investment advisor representatives. James has been in the industry since August 17, 1993 and is registered in multiple states. James specializes in working with individuals, businesses, investment companies and pooled investment vehicles, offering services including financial planning, pension consulting, educational seminars, and selection of other advisors. James is also a board member of StepUp Ministry and TLC, both non-profit organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
12b-1 fees and/or shareholder servicing fees
1
2
NC
03/09/2007 - Present
Davenport & Co. LLC (SANFORD NC)
NC
08/18/1993 - 03/15/2007
MORGAN STANLEY DW INC. (RALEIGH NC)
IA
Issued 08/31/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/16/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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