Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wallace MacGregor is a registered representative with Sanford C. Bernstein & Co., LLC based in New York, NY. James joined the firm in December 2000 and has over 25 years of experience in the financial services industry. James has a strong background in investment management and specializes in working with pooled investment vehicles. Prior to joining Sanford C. Bernstein, James worked for SANFORD C. BERNSTEIN & CO., INC. and MORGAN STANLEY & CO., INCORPORATED. James is a Series 7, Series 63, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
NY
12/07/2000 - Present
Sanford C. Bernstein & CO., LLC (NEW YORK NY)
NY
10/09/1998 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
NY
08/22/1995 - 06/19/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 08/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James MacGregor is the right advisor for you? Invested Better is here to help.
